Routing and hedging policy
Your A-book, B-book and hedging rules written down clearly.
Dealing and Risk Policy Documentation for Brokers
Written dealing and risk policies that reflect how your desk actually works, and that management, auditors and regulators can follow.
What's included
Exposure and limits policy
Limits, triggers and escalation paths.
Execution policy support
Operational input into your order execution and best-execution policy.
Abuse handling procedures
How suspected abuse is investigated, documented and acted on.
Review and updates
Keeping documents aligned with how the desk actually operates.
Why it matters
Policies that don't match practice create risk in audits and regulatory reviews, and leave staff unsure what to do. Clear documents make decisions consistent and defensible.
Related services
Frequently asked questions
No. We provide the dealing and risk operational content. Your compliance and legal teams should review and approve the final documents.
Yes. We compare existing documents with how the desk actually operates and suggest changes.
Yes. Prop firms benefit from documented risk, payout and abuse procedures in the same way.
Discuss your setup with Deltar
Start with a 30-minute walkthrough. No system access is required for the initial discussion.
Book a Demo